Compliance/T&C Supervisor

Our client is one of the UK’s largest firm of IFA’s and due to continued expansion we are currently recruiting for a Compliance / T&C Supervisor.

Responsibilities:

• Supervising advisers through initial and ongoing stages of T&C scheme via coaching and formal 121s.
• Case checking work submitted via the Advisors.
• Interpret regulatory rules and guidance and make recommendations to the business
• Identify regulatory change, assess its relevance and assist in identifying the impact on the business
• Prepare detailed proposals for the introduction of new or improved compliance procedures

Experience:

• Candidates need to come from either a field or office based compliance / T&C environment.
• Have strong organisational and prioritisation skills
• Good understanding of risk
• Fully FPC or equivalent qualified with some progression towards Diploma level preferred.

In return candidates can expect to receive a basic of up to £32k plus benefits as well as excellent opportunities to progress your career within a forward thinking organisation.